Read the following: Risk Management in Executive Levels of Healthcare Organizations: Insights from a Scoping Review (2018).? Should a Good Risk Manager Worry About Cost and
Read the following:
Risk Management in Executive Levels of Healthcare Organizations: Insights from a Scoping Review (2018).
Should a Good Risk Manager Worry About Cost and Price Transparency in Health Care? (https://journalofethics.ama-assn.org/article/should-good-risk-manager-worry-about-cost-and-price-transparency-health-care/2020-11)
Watch the following video:
Security 101: Security Risk Analysis (https://www.youtube.com/watch?v=hNUBMLVr9z4)
In response to the health care reform, healthcare organizations need to engage in quality improvement, maintain patient safety, and protect the organization’s assets, as well as maintain community standing proactively and methodically. It will require processes and systems, leadership commitment, and health care professionals’ involvement.
In 300 to 400 words address the following:
-Define the relationship between risk management, quality improvement, and patient safety.
-Describe the components of a risk management program and how the risk management process can reduce organizational risks.
-Examine the roles and responsibilities of a risk manager as well as those of the clinical delivery team, including physicians.
-Examine one risk management methodology, strategy, or tool. Be sure to describe your selection and its applications.
R E V I E W
Risk Management in Executive Levels of Healthcare
Organizations: Insights from a Scoping Review (2018) This article was published in the following Dove Press journal:
Risk Management and Healthcare Policy
Masoud Ferdosi 1
Reza Rezayatmand 2
Yasamin Molavi Taleghani 3
1Health Management and Economics
Research Center, Department of Health
Services Management, School of
Management and Medical Information
Sciences, Isfahan University of Medical
Sciences, Isfahan, Iran; 2Health
Management and Economics Research
Center, Isfahan University of Medical
Sciences, Isfahan, Iran; 3Department of
Health Services Management, School of
Management and Medical Information
Sciences, Isfahan University of Medical
Sciences, Isfahan, Iran
Background: This study attempted to present a framework and appropriate techniques for
implementing risk management (RM) in executive levels of healthcare organizations (HCOs)
and grasping new future research opportunities in this field.
Methods: A scoping review was conducted of all English language studies, from January
2000 to October 2018 in the main bibliographic databases. Review selection and character-
ization were performed by two independent reviewers using pretested forms.
Results: Following a keyword search and an assessment of fit for this review, 37 studies
were analyzed. Based on the findings and considering the ISO31000 model, a comprehensive
yet simple framework of risk management is developed for the executive levels of HCOs. It
includes five main phases: establishing the context, risk assessment, risk treatment, monitor-
ing and review, and communication and consultation. A set of tools and techniques were also
suggested for use at each phase. Also, the status of risk management in the executive levels
of HCOs was determined based on the proposed framework.
Conclusion: The framework can be used as a training tool to guide in effective risk
assessment as well as a tool to assess non-clinical risks of healthcare organizations.
Managers of healthcare organizations who seek to ensure high quality should use a range
of risk management methods and tools in their organizations, based on their need, and not
assume that each tool is comprehensive.
Keywords: organization risk management, scoping review, risk analysis, health care,
executive levels
Introduction Given the World Health Report (2000), the significance of healthcare organizations
(HCOs) has grown in global health discourse.1 However, in the last decade, HCOs
have faced two contradictions: first, healthcare costs have increased due to popula-
tion aging, the introduction of advanced technologies, and increased medical
errors.2,3 On the other hand, HCOs have become more complicated due to such
factors as efficient customers, biomedical developments, the complexity of services
and an increasing number of healthcare users.2,3 Therefore, demand for healthcare
is significantly higher than the human capacity and resources available in healthcare
departments.4 Corresponding to these limits, three interventional approaches have
been developed at various levels of the HCOs: (i) quality management, (ii) risk
management, and (iii) patient safety.5
In particular, risk management (RM) is a process-oriented method providing a
structured framework for identifying, assessing, and reducing risk at appropriate
times for HCOs.6 RM approach protects healthcare providers against unfavorable
Correspondence: Yasamin Molavi Taleghani Isfahan University of Medical Sciences, School of Management and Medical Informatics, Health Management and Economics Research Center, Hezar Jarib Street, Second Floor, Isfahan, Iran Tel +98 912 7233347 Email [email protected]
Risk Management and Healthcare Policy Dovepress open access to scientific and medical research
Open Access Full Text Article
submit your manuscript | www.dovepress.com Risk Management and Healthcare Policy 2020:13 215–243 215
http://doi.org/10.2147/RMHP.S231712
DovePress © 2020 Ferdosi et al. This work is published and licensed by Dove Medical Press Limited. The full terms of this license are available at https://www.dovepress.com/terms. php and incorporate the Creative Commons Attribution – Non Commercial (unported, v3.0) License (http://creativecommons.org/licenses/by-nc/3.0/). By accessing the
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incidents.7 This way, RM plays a major role in shrinking
uncertainties and enhancing rich opportunities for different
areas of the health system.8 Development of RM helps
HCOs and providers to reduce damage due to the probable
occurrence of defective processes through identifying error,
rooting, and strategy development.9 Implementing RM in
HCOs improves allocation of health resources,10 process
management, decision-making, reduced organizational
losses,11 patient safety,11 continuous quality improvement,2
customer satisfaction,2 organizational performance,12 hos-
pital reputation,11 and better community creation.2
A general framework for RM needs to be identified
before implementing the risk process. This framework deter-
mines the strategy of organization for identifying risk, risk
assessment, and risk reduction.13 This strategy outlines how
the RM process should be implemented in the organization. It
determines the resources that are needed, the key roles and
responsibilities for that, the ways risk needs to be identified.
It shows how the decision-making process looks like while
using those strategies.13 The available evidence suggests that
despite the existence of a large number of RM techniques, a
few of them have been employed so far in the HCOs.14–16
Risk management is one of the emerging areas in man-
agement systems; there are several reports that have provided
an overview of risk management inHCOs; however, it is
difficult to find studies that have systematically synthesized
risk management models at the executive levels of healthcare
organizations.17–19 This sector is far behind the rest of the
industry in terms of using these techniques. Nowadays, there
is a consensus in the healthcare sectors that the knowledge,
experience, and expertise of other industries in RM can
improve the quality of services provided in the healthcare
sectors.3 Therefore, reviewing the selection of RM techni-
ques seems indispensable. These instruments need to be
tailored to the complexities of the healthcare system and
the causes affecting incidents in this sector.20,21
The organizational structure of the healthcare system
has been classified into executive, administrative and
operational, each of which is exposed to some risks.22
This limited study aims to identify those risks that happen
in executive levels. The study would not consider those
risks that may happen in the operational levels of health-
care organizations and can be considered as a clinical risk.
Mention should be made that the executive levels of
healthcare organizations are the headquarters and deputies
of the HCOs that provides counseling and control over
healthcare delivery units.22 Therefore, the aim of this
review is to scope published different organizational RM
models, identify the strengths and weaknesses of each
model, and this way, propose a framework for implement-
ing RM in the executive levels of HCOs.
The applied purpose of this study was to integrate existing
research on the various areas of RM cycle (risk identification,
risk assessment, & risk management) and ultimately provide a
centralized knowledge base for future research in the executive
levels of HCOs. It is of note that the executive levels of HCOs
are the headquarters and deputies of the HCOs that provides
counseling and control over healthcare delivery units.
Methods The methodological framework of the scope review
described below was guided by such methodologies,
which have been published elsewhere.23,24
Scoping Review Question The first phase was represented by the definition of the
scope of the study in compliance with the objectives and
the underlying research hypotheses.
Based on preliminary studies, the research questions
developed for scoping review are as follows:
RQ1: How are organizational risks identified and cate-
gorized within the executive levels of HCOs?
RQ2: What is the proposed framework for organiza-
tional risk management in the executive levels of
HCOs? Also, what is the status of risk management
in the executive levels of HCOs based on the pro-
posed framework?
RQ3: What techniques and tools are available for
implementing organizational risk management in
the executive levels of HCOs?
Inclusion and Exclusion Criteria To obtain and include relevant and important documents to
concentrate on, a series of inclusion and exclusion criteria
should be defined. The selection of the studies was done
according to the following inclusion criteria:
(i) Studies on organizational RM and assessment tech-
niques and framework in healthcare organizations or
related organizations appropriate for imitation in the
healthcare organization; (ii) articles in English; (iii) 2000
to October 2018.
The following studies were excluded: (i) in the format
of letters, editorials, news, professional commentaries, and
reviews; (ii) without available abstracts or full text or
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references; (v) Models that cannot be imitated in health-
care organizations; (vi) Published in languages other than
English.
Identifying Locating Sources and Relevant
Articles This study was conducted in October 2018 through con-
sulting such databases as Pub Med, ISI, Emerald, Scopus,
IEEE, Springer, ProQuest, Cochrane, and Wiley from
2000 to May 2018. The search strategy was the same for
all the databases.
The identification of the keywords related to the sub-
jects and the objectives of the study are as follows: initi-
ally, keywords were identified by the authors through a
brainstorming process. The identified keywords were
refined and validated by a team composed of two univer-
sity academic members and two healthcare managers. The
search strategy was formulated using Boolean operators.
The formula was searched in the field of title and abstract
in online databases. The search strings used are shown in
Table 1, a search for each research question was per-
formed. Also, the search was repeated two times with the
following search string. In addition, the references were
retrieved from the studies included in the first iteration.
The keywords of references that matched with the search
keywords were chosen.
Study Selection and Data Abstraction The two authors (YMT and MF) independently performed
level 1 (titles and abstracts) and level 2 (full article texts)
screening forms. All screening and extraction were com-
pleted in duplicate. Disagreements were discussed between
the two reviewers and a third-party reviewer (R R) was
contacted if disagreements could not be resolved. After
independent reading of the full texts, the content analyzed
and selected the articles that answer the respective research
questions. Study quality was not assessed during the scop-
ing review as the objective of a scoping review is to identify
gaps in the literature and highlight future areas for systema-
tic review.23,24 The required information extracted based on
the research questions and placed in the designed templates.
Results Three thousand five hundred and seventy-four studies
were screened, excluded 761 duplicates, 1556 on title
review, 1081 on abstract review and 144 in a full-text
review. In total, leaving 37 papers (32 papers first iteration
on the database and five studies from hand searching)
search for critical appraisal. Table 2 shows the flowchart
for the study selection.
Characteristics of Articles Reviewed Bibliographical information about the 36 articles included
in this review can be obtained from Table 3.
Table 1 Search Strings for Research Questions and Studies
Code Search Strings Online Databases Field Quantity
RQ1 (risk OR failure* OR error* OR event*) AND (source* OR
classification* OR identify* OR category* OR epidemiology) AND
(organization* OR system* OR administration*) NOT clinical*
PubMed Title, Mesh, and Abstract 164
ISI Title, Topic, and Abstract 495
Scopus Title, Abstract, keywords 284
Emerald Title, Abstract, keywords 114
ProQuest Title, Abstract, keywords 102
Cochrane Title, Abstract, keywords 28
Wiley Title, Abstract, keywords 49
Springer Title, Abstract, keywords 30
IEEE Title, Mesh, and Abstract 21
RQ2
And
RQ3
(“risk management*” OR “risk assessment*” OR “management risk*”
OR “assessment risk” OR “ risk analysis*”) AND (model* OR
approach* OR technique* OR method* OR structure* OR tool* OR
process* OR framework*) AND (organization* OR system* OR
administration*)
PubMed Title, Mesh and Abstract 387
ISI Title, topic, and Abstract 273
Scopus Title, Abstract, keywords 838
Emerald Title, Abstract, keywords 235
ProQuest Title, Abstract, keywords 61
Cochrane Title, Abstract, keywords 24
Wiley Title, Abstract, keywords 215
Springer Title, Abstract, keywords 63
IEEE Title, Abstract, keywords 191
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Code Search Strings Online Databases Field Quantity
RQ1 (risk OR failure* OR error* OR event*) AND (source* OR classification* OR identify* OR category* OR epidemiology) AND (organization* OR system* OR administration*) NOT clinical*
PubMed Title, Mesh, and Abstract 164 ISI Title, Topic, and Abstract 495 Scopus Title, Abstract, keywords 284 Emerald Title, Abstract, keywords 114 ProQuest Title, Abstract, keywords 102 Cochrane Title, Abstract, keywords 28 Wiley Title, Abstract, keywords 49 Springer Title, Abstract, keywords 30 IEEE Title, Mesh, and Abstract 21
RQ2 And RQ3
(�risk management*� OR �risk assessment*� OR �management risk*� OR �assessment risk� OR � risk analysis*�) AND (model* OR approach* OR technique* OR method* OR structure* OR tool* OR process* OR framework*) AND (organization* OR system* OR administration*)
PubMed Title, Mesh and Abstract 387 ISI Title, topic, and Abstract 273 Scopus Title, Abstract, keywords 838 Emerald Title, Abstract, keywords 235 ProQuest Title, Abstract, keywords 61 Cochrane Title, Abstract, keywords 24 Wiley Title, Abstract, keywords 215 Springer Title, Abstract, keywords 63 IEEE Title, Abstract, keywords 191
According to Table 3, 11 articles (14.3%) were used to
answer the first research question, 30 articles (38.9%) were
used to answer questions 2, and finally, 36 articles (46.8%)
were used to answer research question 3. (Total papers >36
because each paper may be classified into two or more study
types, or may address two or more review questions.) Also, it
could be recognized that all but four articles were published
in 2009 or later, this is due to the complexity of environment
and type of services provided by organizations and, conse-
quently, use of the RM and risk assessment process as a tool
for reducing errors and incidents in recent years.
As can be seen in Table 3, based on the setting of
the studies, Europe had the most study with (59.5%)
of the authors affiliated with European universities and
Table 2 Paper Selection Process
Phase Number of
Imported
Number of
Excluded
Exclusion Criteria
Identification First iteration on data base
Question 1: 1287 (36.1%)
Question 2, 3: 2287 (63.9%)
3574 – R0: Disproportionate to the goals and
research questions
R1: letters, editorials, news, professional
commentaries, and reviews
R2: No outcome reported
R3: Poor study design
R4: No abstract or full text available
R5: Unclear description
R6: Not applicable for healthcare
organizations.
R7: No systematic approach to error
Screening Duplicate citations – 761
Title screening
Reason excluding papers on the basis of titles:
R0: 998 (64.1%) R1: 198(12.7%)
R6: 286(18.3%) R8:74(4.7%)
2813 1556
Abstract screening
Reason excluding papers on the basis of abstract:
R0: 450 (41.6%) R1: 127 (11.7%)
R2: 42 (3.9%) R3: 39 (3.6%)
R4: 36 (3.3%) R5: 25 (2.3%)
R6: 309 (28.6%) R8: 53 (4.9%)
1257 1081
Eligibility Full-text eligibility
(Agreement rate: 85%).
Reason excluding papers on the basis of full text:
R0: 39(27.4%) R1: 8(5.6%) R2: 10(6.94%) R3: 18
(12.5%) R4: 7(4.9%) R5: 6 (4.2%)
R6: 27(19%) R7: 29(20.4%)
176 144
Included Relevant papers found from the search on
database
Responsiveness rate of studied divided by each
research question:
Question 1: 10(14.7%) Question 2: 27(39.7%)
Question 3: 31(45.6%)
32 –
Relevant references on references of relevant
papers
Responsiveness rate of studied divided by each
research question:
Question 1: 1(20%) Question 2: 3 (30%)
Question 3: 5 (50%)
5 –
Achieving the relevant papers
Responsiveness rate of studied divided by each
research question:
Question 1: 11(14.3%) Question 2: 30(38.9%)
Question 3: 36(46.8%)
37 –
Note: Each study may answer several research questions.
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Phase Number of Imported Number of Excluded Exclusion Criteria
Identification First iteration on data base 3574 � R0: Disproportionate to the goals and research questions R1: letters, editorials, news, professional commentaries, and reviews R2: No outcome reported R3: Poor study design R4: No abstract or full text available R5: Unclear description R6: Not applicable for healthcare organizations. R7: No systematic approach to error
Question 1: 1287 (36.1%) Question 2, 3: 2287 (63.9%)
Screening Duplicate citations � 761
Title screening 2813 1556 Reason excluding papers on the basis of titles: R0: 998 (64.1%) R1: 198(12.7%) R6: 286(18.3%) R8:74(4.7%) Abstract screening 1257 1081
Reason excluding papers on the basis of abstract: R0: 450 (41.6%) R1: 127 (11.7%) R2: 42 (3.9%) R3: 39 (3.6%) R4: 36 (3.3%) R5: 25 (2.3%) R6: 309 (28.6%) R8: 53 (4.9%)
Eligibility Full-text eligibility 176 144 (Agreement rate: 85%). Reason excluding papers on the basis of full text: R0: 39(27.4%) R1: 8(5.6%) R2: 10(6.94%) R3: 18 (12.5%) R4: 7(4.9%) R5: 6 (4.2%) R6: 27(19%) R7: 29(20.4%)
Included Relevant papers found from the search on database 32 –
Responsiveness rate of studied divided by each research question: Question 1: 10(14.7%) Question 2: 27(39.7%) Question 3: 31(45.6%) Relevant references on references of relevant papers
Responsiveness rate of studied divided by each research question: Question 1: 1(20%) Question 2: 3 (30%) Question 3: 5 (50%) Achieving the relevant papers 37 –
Responsiveness rate of studied divided by each research question: Question 1: 11(14.3%) Question 2: 30(38.9%) Question 3: 36(46.8%)
Table 3 Bibliographical Sources of the Studies Included in the Literature Review
Code First Author Year of
Publication
Research Designs of the Articles Included in the Literature Review Answering Which
Research question Article
Type*
Data
Collection*
Country/
Setting of the
Studies
Context/Study
Population
1 Molavi
Taleghani 25
2016 4 1,2,3,4,5 Iran Emergency surgery ward
in hospital
2,3
2 Gervais 26
2012 3 2,4,5 Ireland Pharmaceutical
manufacturing
environment
2,3
3 Bernardini 27
2013 3 2 Italy Complex and mission-
critical systems
2,3
4 Cagliano 8
2011 3 6 Italy Pharmacy department in a
large hospital
2,3,1
5 Parand 28
2017 4 1,4,5 England+ Italy Medication administration
within homecare
1,2,3
6 Sendlhofer 29
2015 3 2,6 Austria Large university hospital 2,3
7 Lopez 30
2010 4 2,3 USA Clinical cell therapy in
regenerative medicine
2,3
8 Emblemsvag 31
2002 3 6,2 Norway Manufacturing
environment
1,2,3
9 Jaberidoost 32
2015 4 1,2,3,5 Iran Pharmaceutical industry 2,3
10 Wierenga 33
2009 3 5,3 Netherlands Two hospital 2,3
11 Niel-Laine 34
2011 2 2,5 France A central sterile supply
department
2,3,1
12 Trucco 35
2006 2 1,2,4,3 Italy Drug therapy management
process
2,3
13 Emre
Simsekler 36
2018 4 1,2,6 England Gastroenterology Unit in
Hospitals
1,3
14 Bonnabry 37
2005 4 5 Switzerland Pediatric parenteral
nutrition process
2,3
15 Rezaei 38
2018 4 2,5,1,3 IRAN Surgery ward in hospital 2,3
16 Domanski 39
2016 3 1,2,3 Poland Nonprofit Organizations 1,2,3
17 Ramkumar 40
2016 4 2,5,6 India E-procurement systems 1,2,3
18 Beauchamp-
Akatova 41
2013 3 2,3,6 Netherlands Air transport systems 2,3
19 Faiella 42
2017 4 2,3,6 Uk Administration of
medication in the home
setting
2,3
20 Usman Tariq 43
2013 3 6,2 Saudi Arabia Iodine development
industry
1,2,3
(Continued)
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Code First Author Year of Publication Research Designs of the Articles Included in the Literature Review Answering Which Research question Article Type
(see note * on page 6)
Data Collection (see note * on page 6)
Country/ Setting of the Studies
Context/Study Population
1 Molavi Taleghani (see endnote 25 on page 28)
2016 4 1,2,3,4,5 Iran Emergency surgery ward in hospital
2,3
2 Gervais (see endnote 26 on page 27)
2012 3 2,4,5 Ireland Pharmaceutical manufacturing environment
2,3
3 Bernardini (see endnote 27 on page 27)
2013 3 2 Italy Complex and mission- critical systems
2,3
4 Cagliano (see endnote 8 on page 27)
2011 3 6 Italy Pharmacy department in a large hospital
2,3,1
5 Parand (see endnote 28 on page 28)
2017 4 1,4,5 England+ Italy Medication administration within homecare
1,2,3
6 Sendlhofer (see endnote 29 on page 28)
2015 3 2,6 Austria Large university hospital 2,3
7 Lopez (see endnote 30 on page 28)
2010 4 2,3 USA Clinical cell therapy in regenerative medicine
2,3
8 Emblemsvag (see endnote 31 on page 28)
2002 3 6,2 Norway Manufacturing environment 1,2,3
9 Jaberidoost (see endnote 32 on page 28)
2015 4 1,2,3,5 Iran Pharmaceutical industry 2,3
10 Wierenga (see endnote 33 on page 28)
2009 3 5,3 Netherlands Two hospital 2,3
11 Niel-Laine (see endnote 34 on page 28)
2011 2 2,5 France A central sterile supply department 2,3,1
12 Trucco (see endnote 35 on page 28)
2006 2 1,2,4,3 Italy Drug therapy management process
2,3
13 Emre Simsekler (see endnote 36 on page 28)
2018 4 1,2,6 England Gastroenterology Unit in Hospitals
1,3
14 Bonnabry (see endnote 37 on page 28)
2005 4 5 Switzerland Pediatric parenteral nutrition process
2,3
15 Rezaei (see endnote 38 on page 28)
2018 4 2,5,1,3 IRAN Surgery ward in hospital 2,3
16 Domanski (see endnote 39 on page 28)
2016 3 1,2,3 Poland Nonprofit Organizations 1,2,3
17 Ramkumar (see endnote 40 on page 28)
2016 4 2,5,6 India E-procurement systems 1,2,3
18 Beauchamp- Akatova (see endnote 41 on page 28)
2013 3 2,3,6 Netherlands Air transport systems 2,3
19 Faiella (see endnote 42 on page 28)
2017 4 2,3,6 Uk Administration of medication in the home setting
2,3
20 Usman Tariq (see endnote 43 on page 28)
2013 3 6,2 Saudi Arabia Iodine development industry 1,2,3
institutions. Asia was the next one with (21.6%) of the
studies, followed by America (13.5%), Oceania
(2.7%), and Africa with 2.7%. Also, most of the stu-
dies examined in developed countries. Thus, at this
point, we can already identify a need for more
research into risk management in developing countries.
As for design, 2(5.4%) studies were empirical quanti-
tative, 5 (13.5%) empirical qualitative, 12 (32.4%) con-
ceptual/theoretical and 18 (48.7%) mix method.
How are Organizational Risks Identified
and Categorized Within Executive Levels
of
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