Courts and Alternative Dispute Resolution Alana Mendes suffered from Alzheimer’s, and was admitted to the Bay Pines Rehabilitation Center. Because of her mental co
Select two of the scenarios provided below. Analyze the facts in the scenarios and develop appropriate arguments/resolutions and recommendations. Support your responses with appropriate cases, laws and other relevant examples by using at least one scholarly source from the SUO Library in addition to your textbook for each scenario. Do not copy the scenarios into the paper. Cite your sources in APA format on a separate page. Submit the paper to the Submissions Area by the due date assigned.
Scenario I: Courts and Alternative Dispute Resolution
Alana Mendes suffered from Alzheimer’s, and was admitted to the Bay Pines Rehabilitation Center. Because of her mental condition, Alana’s daughter, Juanita, completed the admissions paperwork and signed the admissions agreement. The admissions documents included a clause that required parties to submit any disputes for arbitration. When Alana was released from the center four months later, she sued for negligent treatment and malpractice during her stay. Bay Pines moved to require arbitration.
- This is a claim of negligent care, not a breach of a commercial contract. Is it ethical for medical facilities to impose mandatory arbitration? Is there really any bargaining over such terms?
- Should a person with limited mental capacity be held to the arbitration clause agreed to by the next-of-kin who signed on behalf of that person?
Scenario II: Due Process and ADR
In 2016, a report found extremely high rates of obvious plagiarism in the theses of graduate students in the MBA program in the College of Business at Western State University. Two full-time faculty members and three adjuncts were identified for ignoring their ethical responsibilities and contributing to negligence toward issues of academic misconduct. Assistant Professor Mark Day was one of the five professors identified in the report. The findings were published during a press conference in May 2016. The dean of the College of Business, Derrick Dawson, removed Day's responsibilities for advising graduate students and scheduled him for undergraduate courses for the next semester. Day filed suit in a federal district court against Dawson, the university, and others for violating his due process rights by publicizing accusations about his role in plagiarism without providing him with a meaningful opportunity to clear his name in public.
- What does due process require in these circumstances?
- Would the outcome be different if a mandatory arbitration clause was provided in Day’s contract and the university filed to dismiss the suit to require arbitration?
Scenario III: Regulatory Agencies and Ethics
Jessica Smith is the vice president of new drug development at Generic Phama, Inc, a pharmaceutical research company in Boston, Massachusetts. One year ago, she filed an application with the Food and Drug Administration (FDA) to obtain approval of a new drug for treating cancer. Smith met Joe Spencer at a convention three months ago and invited him to her room at the hotel. The two parted ways. Spencer worked as the director for approval of new drugs at the FDA. Two weeks later, Spencer wrote Smith a letter on FDA letterhead stating, “It was nice to see your name cross my desk on our company’s application for approval of the new cancer drug. I’d really like to see you again. Why don’t you come visit me in Washington this weekend?”
Smith considered requesting that the petition be referred to another director at the FDA. However, she is concerned that the transfer would delay the approval process for at least a year. Smith’s chief scientist advised her that a key competitor plans to introduce a similar drug on the market in three months.
- Are there any legal or ethical barriers to relationships between corporate officers and members of administrative agencies involved in reviewing or regulating corporate activity?
- What should she do?
- What would you advise her to do if you were head of human resources or legal counsel for Generic Pharma, Inc.
- Support your responses with examples.
- Cite any sources in APA format.
The Constitution and Business Regulation.html
The Constitution and Business Regulation
The U.S. Constitution is the supreme law of the land. The first ten amendments to the Constitution are called the Bill of Rights. The amendments apply to natural persons and most apply to business entities as well. Amendments 1, 2, and 4 are most frequently encountered by businesses.
The First Amendment guarantees the freedom speech, which protects political and commercial speech made by corporations. The First Amendment also guarantees that a person can hold any religious belief; therefore, businesses may be required to make accommodations for the religious beliefs of their employees.
The Second Amendment guarantees people the right to bear arms. Businesses struggle to balance protection of employees and customers with legislation, known as Bring Your Gun to Work, that allows individuals to leave firearms in locked vehicles in workplace parking lots.
The Fourth Amendment protects individuals from unreasonable search and seizure by officers of the government. The Fourth Amendment does not provide the same protection for searches conducted by nongovernmental parties, such as corporations; however, corporations must ensure that they accommodate employees relative to these rights to avoid potential litigation and penalties.
Although the Constitution was drafted over 200 years ago, interpretation of various provisions continues to vary and courts are often drawn into complicated decisions involving the rights of citizens. The First and Second Amendments create a significant amount court cases.
To deepen your understanding of the concepts introduced in the lecture, consider reading some additional scholarly articles and landmarks cases on this topic. To get you started, review the following articles available in the SUO Library and cases available on the Internet . These materials provide information that will assist you in completing assignments in this lesson.
- Rahe, L. T. (2003). Zelman v. Simmons- Harris and the private choice doctrine. Cleveland State Law Review, 50(2), 221–262.
- Sanders, D., Pattison, P., & Ross, J. K. (2015). The employer's conundrum of firearms and parking lots. Southern Law Journal, 25(1), 25–56.
- B.H. v. Easton Area Sch. Dist., No. 11-2067 (3d Cir. Aug. 5, 2013).
- Bland v. Roberts, 730 F.3d 368 (4th Cir. 2013).
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Ethics and the Law.html
Ethics and the Law
Have you ever considered the differences between law and ethics? In general terms, ethics deals with values associated with human conduct and provides guidance related to why and how individuals should act. Law provides rules established by society that govern the conduct of individuals. Ethics are often integrated into laws; however, just because an action is legal does not mean all members of society will agree the action is ethical. Let’s look at an example.
To keep the costs of its products low, Widget Trading Company outsources work to Vietnam where the minimum wage is lower than the amount paid in the United States. As long as Widget Trading Company pays the wage required by law in Vietnam, its actions are legal, but views may be divided as to whether the actions are ethical.
One of the major challenges faced by managers in today’s business environment is balancing law and ethics with the realities of business. Determining whether an action is legal is not always simple, because there are numerous laws that regulate a business, and while making a decision, a manager may violate one of them without even realizing it. In addition, there are numerous gray areas in some laws, making it difficult to predict with certainty how a court may apply a given law to a particular action. Although it may be convenient for businesspersons to satisfy themselves by merely complying with the law, such an approach may not always yield ethical outcomes. In short, the law has its limitations, and it cannot make all your ethical decisions for you. When the law does not provide clear-cut answers, ethical standards must guide your decision-making process.
Because there are numerous laws that regulate a business, determining whether an action is legal is not always simple. A manager may violate a law or land in an ethical dilemma without even realizing it. In addition, there are numerous gray areas in law and ethics, making it difficult to predict with certainty how a court may apply a given law or how the public will react to a particular action .
To deepen your understanding of the concepts introduced in the lecture, consider reading some additional scholarly articles and landmarks cases on this topic. To get you started, review the following articles, available in the SUO Library and cases available on the Internet. These materials provide information that will assist you in completing assignments in this lesson.
- Bagley, C. E., Clarkson, G., & Power, R. M. (2010). Deep links: Does knowledge of the law change managers' perceptions of the role of law and ethics in business? Houston Law Review, 47(2), 259–295.
- Blodgett, M. S. (2011). Substantive ethics: Integrating law and ethics in corporate ethics programs. Journal of Business Ethics, 99, 39–48. doi:10.1007/s10551-011-1165-6
- Peterson, E. A. (2013). Compliance and ethics programs: Competitive advantage through the law. Journal of Management & Governance, 17(4), 1027–1045. doi:10.1007/s10997-012-9212-y
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Sources of Law and Dispute Resolution.html
Sources of Law and Dispute Resolution
Primary sources of American law include the U.S. Constitution, state constitutions, state and federal statutes, administrative agency regulations, and case law, which is established by court decisions. Secondary sources of law summarize and clarify primary sources of law and include law review articles, legal encyclopedias, and similar compilations of law. Courts may utilize secondary sources for guidance in interpreting the primary sources.
Any type of business entity may get involved in a lawsuit. Some of the issues businesses are sued for include:
- Product liability
- Contractual and e-commerce disputes
- Labor and management disputes
- Discrimination and wrongful termination
Litigation is expensive and time consuming and may damage a company’s reputation; therefore, businesses often look for alternative mechanisms to resolve disputes. Alternative dispute resolution (ADR) provides companies with opportunities to reduce legal expenses and resolve issues quickly in a more informal, less adversarial environment. The three types of ADR most frequently used include arbitration, mediation, and negotiation. Arbitration clauses are very common in employment contracts and consumer purchases. The next time you sign a contract, see if you can locate the requirement for alternative dispute resolution.
The search for alternative means to resolve disputes has produced a variety of options. Let's examine a few of the options parties can use to resolve disputes.
Additional Materials
View the PDF transcript for Types of Dispute Resolution
media/week1/SUO_MBA5005 W1 L2 Sources of Law and Dispute Resolution.pdf
Types of Dispute Resolution
© 2017 South University
Page 2 of 3
Law and Ethics for Managers
©2017 South University
2 Types of Dispute Resolution
Sources of Law and Dispute Resolution
Negotiation
Parties control the process and solution
Takes place with or without a third party
Binding if agreement turned into a contract
Mediation (Assisted Negotiation)
Neutral third party assists but does not decide
Generally non-binding
Arbitration
Generally included in contracts
Neutral third party renders decision
Binding or non-binding
Minitrial
Attorneys make presentations to officials from each side
Third parties provide advisory opinions
Summary Jury Trials
Complex issues
Each side presents case to a jury
Jury renders an advisory verdict
Binding and non-binding
If no settlement, then formal trial
Early Neutral Evaluation
Neutral attorney meets with parties
Renders opinion
Page 3 of 3
Law and Ethics for Managers
©2017 South University
3 Types of Dispute Resolution
Sources of Law and Dispute Resolution
Encourages settlement
Online Dispute Resolution
Popular with online merchants
Conducted electronically
Small to medium sized business liability
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Administrative Law.html
Administrative Law
Administrative law consists of rules, orders, and decisions of administrative agencies of federal, state, and local governments. These agencies are established to perform a specific function, such as the Internal Revenue Service (IRS), the Food and Drug Administration (FDA), and the Environmental Protection Agency (EPA).
Administrative agencies provide alternatives to courts for the resolution of disputes. Court proceedings are expensive and time consuming; therefore, administrative agencies are able to take action without lengthy court hearings, as needed, to protect the public.
Administrative agencies address social and safety issues related to employment discrimination, securities, automobiles, drugs, food, the environment, and other matters. For example, the FDA was established to legislate and enforce laws that protect the consumer's health and safety. Products regulated by the FDA include food, drugs, and other similar items.
Managers must be able to identify which agencies regulate their businesses, and become familiar with the laws the agencies enforce in order to avoid noncompliance. Violating administrative laws can result in loss of licenses and imposition of penalties, which may impact a company's reputation, financial health, and ability to provide goods and services.
In law, a citation is used to identify the source of any legal proposition or rationale introduced into a legal argument. The legal source can be the US Constitution, a statute, a reported case, or some other type of regulation.
For detailed information on how to cite legal references, please see Appendix 7.1 in Publication Manual of the American Psychological Association.
Since this course is part of the business curriculum, other references such as the textbook, journal articles, websites, and similar resources should be cited according to regular APA rules, as the Bluebook provides different formats for these resources.
Additional Materials
View the PDF transcript for Legal Citations
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Legal Citations
© 2017 South University
Page 2 of 3 Law and Ethics for Managers ©2017 South University
Legal Citations
Citing Legal Sources
In law, a citation is used to identify the source of any legal proposition or rationale introduced into a legal argument. The legal source can be the US Constitution, a statute, a reported case, or some other type of regulation.
For detailed information on how to cite legal references, please see Appendix 7.1 in Publication Manual of the American Psychological Association.
Note: Since this course is part of the business curriculum, other references such as the textbook, journal articles, websites, and similar resources should be cited according to regular APA rules, as the Bluebook provides different formats for these resources.
How to Read a Legal Citation
A legal citation in its basic form includes a volume number, an abbreviated title of the source, and the beginning page or section number. The citation may also include the year.
A legal citation for the reference section should have the following structure:
The name of the case (italicized) using a lower case "v" to separate the parties Konop v. Hawaiian Airlines, Inc.,
The volume number of the reporter containing the case, the abbreviated name of the
reporter, and the page number on which the case begins. 302 F.3d 868
The abbreviation of the court that decided the case and the year the case was decided, enclosed in parentheses and followed by a period. (9th Cir. 2002).
Konop v. Hawaiian Airlines, Inc., 302 F.3d 868 (9th Cir. 2002).
The in-text citation includes the names of the parties and the year the case was decided.
Konop v. Hawaiian Airlines, Inc. (2002) or (Konop v. Hawaiian Airlines, Inc., 2002)
Legal Citations Administrative Law 3
Page 3 of 3 Law and Ethics for Managers ©2017 South University
Legal Citation
Smith v. Connecticut, 381 U.S. 479, 480 (1967)
Entity Description Feedback
Smith v. Connecticut
The names of the parties involved (or the name of the case)
This includes the names of the parties involved (in other words, this is the name of the case).
381 U.S. The volume number of and the abbreviation of the reporter
The case is reported in volume 381 of the United States Reports (abbreviated "U.S.").
The Supreme Court decided the case. Because the United States Reports publishes only cases that the Supreme Court decides, the court deciding the case may be inferred from the reporter.
479, 480 The page number in the reporter on which the case begins
The case begins on page 479 of that volume of the reporter. 480 is the pinpoint page. Pinpoint cites direct readers to specific pages within the opinion.
1967 The year the judgment was rendered
The year of the opinion is important as dates inform readers of how recent the decision is.
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