For this assignment you will write a recommendation letter addressed to the Board of Directors of your hypothetical audit client for the formation of a compliance assessment team

For this assignment you will write a recommendation letter addressed to the Board of Directors of your hypothetical audit client for the formation of a compliance assessment team. 

Instructions 

• Assume that the audit client is a publicly held organization.

• Choose what type of business they operate and their industry classification.

• Address the following:

o What are the requirements of the NYSE, SEC and credit rating agencies?

o Provide detail to justify the need for a compliance assessment team for

your audit client.

o What other compliance related requirements are important functions

relating to governance, risk, and compliance (GRC) that the compliance

assessment team will be responsible for?

o What necessary compliance recommendations would you make to your

audit client?

Requirements:

• Submit your assignment as an MS Word document.

• Embed your analysis as a table within the document.

• When justification is required in your responses, cite your sources properly and

follow APA formatting guidelines.

Be sure to read the criteria, by which your project will be evaluated, before you 

write, and again after you write.

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