Web Exercise – Securities Exchange Commission
11361U.S. Securities and Exchange Commission
Instructions
Go to the U.S. Securities and Exchange Commission’s website by using the provided link. Become familiar with the site by researching the content, services, and provided information. Once you have researched the site, respond to the following questions. Include a detailed response to each of the questions. Do not define terminology or definitions. Share your personal thoughts and ideas. Number your responses according to the assigned questions. Do not retype the questions. Only use the attached documents as sources. NO OUTSIDE SOURCES.
Link
https://www.sec.gov/Links to an external site.
Questions
Who is the current Chair of the U.S. Securities and Exchange Commission (SEC)?
Explain the functions and responsibilities of the SEC.
Describe the goal of the SEC’s Office of the Whistleblower.
Discuss the advantages and disadvantages of regulations.
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