MEMORANDUM
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You have received the following research assignment by email from Eliza Watkins, one of the senior attorneys in your firm: Hi, One of our clients, Rebecca Winslow, believes she has evidence of federal securities fraud (specifically, insider trading) by her employer, Capstone Investment Group. Rebecca is interested in knowing how to file a whistleblower tip or complaint with the Securities and Exchange Commission about the fraud, and if she does so, whether her privacy will be protected, any possible rewards available to whistleblowers, and whether Capstone can retaliate against her. Please draft a short memo we can send to Rebecca by email. I believe you should be able to obtain all the information you need on the SEC’s website.
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