Case Overview?- Provide an overview of the case details in 400 words or less. Research Design?- What are 2-4 features of t
Review the following study: Wk2-Self-awareness.pdf Wk2-Self-awareness.pdf – Alternative FormatsWrite a 1,000-1,500 word paper including the following headings and content:
- Case Overview - Provide an overview of the case details in 400 words or less.
- Research Design - What are 2-4 features of this research design?
- Discussion - What observations stood out to you?
- Personal Applications – Using 200-400 words, what 2-3 insights did you gain from this study that you can put into use?
- References: One from this study and one additional reference from your course textbooks
Include at least two PCRs (Paraphrase, Citation, and Reference) – one from this dissertation and one from one of your textbooks.
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THE LEADERSHIP SELF-AWARENESS PROCESS: A NARRATIVE STUDY EXPLORING
HOW EXPERIENCED LEADERS USE SELF-AWARENESS AND DECEPTION TO ALIGN
THEIR BEHAVIOR TO THEIR GOALS
A thesis presented
by
Patricia Feig Steiner
to
The School of Education
In partial fulfillment of the Requirements of the degree of
Doctor of Education
in the field of
Education
College of Professional Studies
Northeastern University
Boston, Massachusetts
October, 2015
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ProQuest Number: 10090209
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Dedication
This work is dedicated to Harriet Caruso who was always there for me. Harriet leads an amazing
life of service to children and gives to others more than anyone else I know. I was fortunate to
be one of them. Thank you Harriet: for all your help and guidance. Thank you for being an
amazing friend, role model, and confident. I could not have done this without you.
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Acknowledgement
It took a group of wonderful people to make this project possible. I want to thank
Northeastern University for accepting me as a student and Dr. Bryan Patterson and Dr. Margaret
Gorman for standing in during this process and allowing me to complete my doctorate. I also
want to thank Terry Copeland for being my third reader and providing many years of tremendous
insight on life and leadership. I could not have done this without Elizabeth Mahler. I don’t
know how many times I read her dissertation. She was an inspiration and a mentor without
whom I would have made it through this process. A big thank you goes to John Webster who
was there for me when I needed him, advised me from the beginning, and contributed his
wisdom to this experience to this process. Thank you Linda Artac for showing up at the end and
helping me transition back into real life.
Special thanks go to the participants of this study. They are 23 of the most wonderful
people on the planet. Thank you for being open and allowing me to share your stories. A special
thanks goes to Peter Feig and John Harney of The New England Board of Higher Education who
helped me get some of this work published. Thank you Tonia Teresh for being a wonderful
partner during all the study involved in this project and to Jeff Spittle for reviewing my work. A
big thank you goes to Mike Sachleben who read every page of this dissertation more than once
and provided hundreds of comments. Mike’s passion for this project made a difference in how
this document was written. He provided clarity and consistency and gave me confidence that my
message was important. Finally, I owe a debt of gratitude to Masha for putting up with me day
in and day out. She was my constant friend and companion without whom I would have been
lost.
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Abstract
This was a narrative study that explored how experienced leaders from Western cultures made
sense of their personal journey towards achieving an alignment of their values, morals, and inner
most intent, with the actions they took when running their professional organizations. This study
examined the socially constructed reality of experienced leaders and what and how they
internalized feedback so that they came to believe that their inner selves aligned or did not align
with their actions. Many authors consider self-awareness to be the most important trait in
authentic leadership and yet there is very little documentation of self-awareness behavior in the
literature and even less advice on how to use the skill to achieve alignment values, morals, and
inner most resolve. Through the voices of these leaders, it was possible to explore the thought
processes that they used for making decisions, performance, and the reflective journey being
taken while dealing with their challenges of self-awareness and perceived authenticity. Leaders
who were struggling with self-awareness could unknowingly risk the goals of their organization
and its followers by resorting to deceptive practices. The results of this study served to provide
leaders, scholars, and leadership coaches much needed narrative examples of self-aware behavior
as well as ignorance of that behavior that often results in deception. These narratives could be
used to teach and explain self-awareness, deception, inauthentic, and authentic behavior. Further
conclusions from this study included examples of self-awareness, deceptive thinking, and
findings on when, how, and why sense making occurred in different organizational contexts.
Keywords: Self-awareness, Authenticity, Feedback, Deception, Leadership
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TABLE OF CONTENTS
Dedication ………………………………………………………………………………………………………….. 2
Acknowledgement ………………………………………………………………………………………………. 3
Abstract ……………………………………………………………………………………………………………… 4
1. Introduction ………………………………………………………………………………………………. 8
Problem of Practice …………………………………………………………………………………………….. 10
Purpose of the Study …………………………………………………………………………………………… 11
Research questions ……………………………………………………………………………………………… 12
Significance for Research and Practice ………………………………………………………………….. 12
Relevance ………………………………………………………………………………………………………….. 13
Theoretical Framework ……………………………………………………………………………………….. 14
Justification for selection of authenticity theoretical framework ………………………………. 17
Research Design…………………………………………………………………………………………………. 18
Rationale …………………………………………………………………………………………………………… 18
Positionality ………………………………………………………………………………………………………. 20
Limitations ………………………………………………………………………………………………………… 21
Definition of terms ……………………………………………………………………………………………… 22
Summary …………………………………………………………………………………………………………… 25
2. Review of the Literature …………………………………………………………………………… 27
Leadership and Connections between Constructs……………………………………………………. 28
History and Seminal Works …………………………………………………………………………………. 37
Self-Awareness ………………………………………………………………………………………………….. 38
Objective self-awareness …………………………………………………………………………………….. 48
Feedback …………………………………………………………………………………………………………… 49
Deception ………………………………………………………………………………………………………….. 51
Authentic Leadership ………………………………………………………………………………………….. 56
The Literature on the Narrative Paradigm ……………………………………………………………… 58
Recommendations from the Literature on Being Self-aware & Achieving Authenticity . 61
What we do not realize ……………………………………………………………………………………….. 64
Summary …………………………………………………………………………………………………………… 65
3. Research Design ………………………………………………………………………………………. 67
Overview …………………………………………………………………………………………………………… 67
Research Questions …………………………………………………………………………………………….. 67
The Qualitative Design ……………………………………………………………………………………….. 69
Strategy of Inquiry through Narrative Research ……………………………………………………… 70
Design Overview ……………………………………………………………………………………………….. 73
Procedures …………………………………………………………………………………………………………. 76
The Roberts (2014) Intake Instrument …………………………………………………………………… 77
The Intake Process ……………………………………………………………………………………………… 81
Data collection …………………………………………………………………………………………………… 82
One-on-one semi-structured interviews …………………………………………………………………. 82
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Data Analysis …………………………………………………………………………………………………….. 83
Ethical Considerations ………………………………………………………………………………………… 87
Data verification and trustworthiness of study ……………………………………………………….. 88
Potential Research Bias……………………………………………………………………………………….. 89
Summary …………………………………………………………………………………………………………… 90
4. Data Collection and Analysis ……………………………………………………………………. 91
Overview …………………………………………………………………………………………………………… 91
Common Themes ……………………………………………………………………………………………….. 91
Subthemes ……………………………………………………………………………………………………….. 108
Summary of theme analysis ……………………………………………………………………………….. 113
Are you there? Are you aware? …………………………………………………………………………. 114
Amy: I’m an actor ……………………………………………………………………………………………. 115
Kyle: Authentic and not self-aware …………………………………………………………………….. 120
Ted: The long fuse: Deception, self-awareness, and subconscious behavior ……………. 130
Hope: Self-aware about being inauthentic ……………………………………………………………. 136
Max: Self-aware and inauthentic ……………………………………………………………………….. 142
Fred: Aware of being subconscious ……………………………………………………………………. 148
Mary: Self Aware and authentic …………………………………………………………………………. 153
Don: Purposeful authenticity to the core ……………………………………………………………… 161
5. Discussion, Recommendations, and Conclusion ………………………………………. 169
Overview …………………………………………………………………………………………………………. 169
Discussion of Findings ………………………………………………………………………………………. 170
Implications for theory and practice ……………………………………………………………………. 179
Suggestions for developing self-awareness ………………………………………………………….. 183
Recommendations for future research …………………………………………………………………. 184
Conclusion ………………………………………………………………………………………………………. 186
Epilogue ………………………………………………………………………………………………………….. 188
References ………………………………………………………………………………………………………. 191
Appendix A. National Institutes of Health Certificate of Completion ………………… 203
Appendix B. Assurance Form ………………………………………………………………………….. 204
Appendix C. Recruitment Email ……………………………………………………………………… 205
Appendix D. Signed Consent Form (2 pages) ……………………………………………………. 206
Appendix E. Unsigned Consent Form ………………………………………………………………. 208
Appendix F. REAL: The role-specific evaluation of authenticity in leaders………. 209
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LIST OF FIGURES
Figure 1. Circle of Self-Awareness……………………………….……………………………..14
Figure 2. Authenticity Feedback Cycle…………………………………………………………..16
Figure 3. Model of the Effects of Feedback on Recipients…………………..…….……………24
Figure 4. A Framework for Emotional Competencies……………………..……….……………40
Figure 5. Model for Feedback Processing……………………………………..………………..49
LIST OF TABLES
Table 1. Elements of Authenticity-Matrix by Seminal Author……………………………… …35
Table 2. Detailed Components of Authenticity-Matrix by Seminal Author……………….…….36
Table 3. Relationship Semi-Structured Interview Questions & Authenticity Literature………..73
Table 4. Summary of Participant Demographics……………………………………………….75
Table 5. Authenticity Construct Components and Item Content……………………..………….78
Table 6. Codes Used for Research Analysis………………………………………………….…83
Table 7. Subthemes and Corresponding Participants………………………………………….108
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Doctoral Dissertation
The Leadership Self-awareness Process: A Narrative Study Exploring How Experienced
Leaders Use Self-awareness and Deception to Align Their Behavior to Their Goals
1. Introduction
Self-awareness and authenticity were considered among the most important traits in
leadership development by many authors (Goleman, Boyatzis & McKee, 2001; Ashley & Reiter,
2012; Snowden, 2002). The absence of documentation on self-aware behavior and authentic
leadership conduct in the literature is a mystery. Throughout the literature, there was even less
information and advice on how to use self-awareness skills to achieve alignment of values,
morals, and inner most resolve that frame authentic leadership (MacKenzie, Podsakoff, &
Podsakoff, 2011).
The purpose of this qualitative study was to better understand aspects of self-awareness
and authentic behavior in leaders in order to partially fill the gap of missing information in the
literature, and to document this behavior for use in leadership training. The knowledge
generated from this study was also created to inform leadership practice. If self-awareness and
authenticity were important to leadership, examples of these behaviors were needed so that
leaders could develop the skills associated with these behaviors (McMasters, 1999; Roberts,
2014).
Through the use of the narrative paradigm, this study documented and analyzed the
internal reality constructed by eight experienced leaders and how their roles were impacted by
being self-aware. The leaders selected for this study were experienced individuals on whom
organizations, employees, clients, and customers solely depended to make the life-critical and
organization-critical decisions necessary to meet or exceed stated and implied needs, to be
successful, and sustain existence. It had been theorized that experienced leaders used self-
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awareness to make sense of their environments and learn from their circumstances which were
usually chaotic, required role flexibility, and complex social, psychological, and physiological
functioning (Axelrod, 2012; Gardner, Cogliser, Davis, &Dickens, 2011; Goleman, Boyatzis, &
McKee, 2001; Prati, Douglas, & Ferris, 2003; Nesbit, 2012; Roberts, 2014; Sparrowe, 2005).
Through the voices of these leaders, it was possible to explore the thought processes that they
used for decision making, performance, and the reflective journey they took while dealing with
their challenges.
The participants were experienced leaders from around the United States, working in
various fields, (technology, education, law, commerce, consulting, and finance) who had at least
10 years of experience in their leadership roles. They were selected based on an authenticity
intake form that originated with The Role Specific Evaluation of Authenticity in Leaders,
Roberts, (2014)). These experienced leaders took part in informal, semi-structured interviews
based on a predetermined list of questions and topics created by the research team. This format
allowed the researcher to follow topical trajectories in the conversation in a way that was flexible
and comfortable for the participants.
The narrative method was used in this study to examine leadership self-awareness and
authentic behavior and also to inform the data collection process. The use of the narrative
method was seen as a more effective way to describe elusive interview results involving
subjective, disjointed content (Caldwell, 2009) than a list or chronicle of proceedings (Bozatzis
& Dragonas, 2014; Sikes & Gale, 2006). Data were assembled through transcription of
conversations from the interview process. Results included examples of leadership self-
awareness, feedback sent and received, and examples of authentic behaviors. In addition, the
study unveiled all aspects of deceptive behaviors, from the findings on when, how, and why
10
deception occurs, to possible recommendations for using self-awareness as a solution for
reducing deceptive thinking and practice.
Problem of Practice
Without self-awareness skills, a leader’s thinking could be distorted by deception
(Atwater &Yammarino, 1992; Leary & Tangney, 2003; Rose, Rouhani, & Fischer, 2013). The
often complex and chaotic environment that surrounded a leader (Axelrod, 2012; Gardner,
Cogliser, Davis, &Dickens, 2011; Goleman, Boyatzis, & McKee, 2001; Prati, Douglas, & Ferris,
2003; Nesbit, 2012; Roberts, 2014; Sparrowe, 2005) could cause self-awareness to be
underutilized, ignored, or abandoned. This could result in cognitive self-awareness dysfunction
(Boyatzis, 2007) causing a leader to react in bouts of deception that could manifest as
discrepancies between the way in which leaders knew they should behave and the ways in which
they actually did behave (Festinger, 1957). Additionally, self-awareness dysfunction could result
in feedback avoidance (Moss and Sanchez, 2004) which often had a negative effect in the way a
leader gathered evidence, reached conclusions, and collaborated with followers (Kunda, 1990).
The skill of sending and receiving feedback was seen by many authors as an essential leadership
capability that was directly attributed to leadership self-awareness, authenticity, and
effectiveness (Ashley & Reiter-Palmon, 2012; Axelrod, 2012; Goleman, Boyatzis, & McKee,
2001; Snowden, 2002).
The lack of availability of effective leadership training to support leaders in developing
and using self-awareness skills was a critical issue. Leadership theorists and executive coaches
who promoted the importance of authenticity and self-awareness for maximizing the positive
capacity of leaders needed more information in order to provide training and coaching
(Kombarakaran, Baker, Yang, & Fernandes. 2008; Gregory, Beck, & Carr, 2011). There were
11
insufficient examples of self-aware and deceptive practices in the literature. As a result of this
deficit, practical advice on best practices and how to effectively use the skill of self-awareness to
achieve desired goals was also limited.
This study sought to fill gaps in the literature by providing rich, descriptive examples in
the form of narrative vignettes of experienced leaders who expressed their awareness of
themselves and their resulting authentic and deceptive actions.
Purpose of the Study
The purpose of this doctoral thesis was to uncover how experienced leaders described
their self-awareness process as they sought to enhance their authentic leadership. Authenticity
and self-awareness were considered the most important traits in leadership (Goleman, Boyatzis
& McKee, 2001; Ashley & Reiter, 2012; Snowden, 2002) and yet there was very little
documentation of self-aware or authentic behavior in the literature and even less advice on how
to use these traits to achieve alignment values, morals, and inner most resolve.
Interviews were conducted to provide examples of self-awareness and resulting authentic
behavior. Examples of deception that could occur when self-awareness was marginalized or
discarded were also included. The interviews conducted in this study were created to provide
leaders and leadership coaches with rich, descriptive examples of self-awareness and authentic
behavior through the voices of experienced leaders who were executing in complex leadership
environments. These experienced leaders also revealed some of the barriers to authentic
behavior created by internal and external circumstances that challenged authentic behavior and
often manifested as deceptive practice (Caldwell, 2009; Steiner, 2014).
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The findings in this study provided suggestions and techniques that supported the
development of self-awareness and authenticity that could be used by leaders and leadership
coaches to increase self-awareness and authenticity and reduce occurrences of deception.
Research questions
This study focused on documenting specific examples of the self-awareness process.
Also documented was the feedback that permeated self-awareness processing that resulted in
authentic behavior in experienced leaders undertaking stressful, complex, or chaotic situations
that challenge authentic behavior.
The research questions were:
1. How did experienced leaders use self-awareness to make sense of their actions and
practices in complex and chaotic environments?
2. How could authenticity theory be used to conceptualize authenticity, particularly in
regard to identifying and understanding critical interpersonal processes such as self-
awareness and feedback?
Significance for Research and Practice
Research showed that self-awareness and authenticity were important precursors to
successful leadership (Goleman, Boyatzis & McKee, 2001; Ashley & Reiter, 2012; Snowden,
2002). By examining experienced leaders in their various working environments and looking
specifically at a leader’s self-awareness skills which may have resulted in authentic behavior, an
enhanced understanding of leadership performance could be gained as well as a better grasp of
how self-awareness and authenticity could improve leadership. Understanding how experienced
leaders knew what they knew (experimental knowledge or developed wisdom), and how
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experienced leaders could be taught to be self-aware in a way that led to authentic behavior,
could result in improved leadership training and effectiveness.
Raising awareness to the critical aspects of self-awareness and authenticity and the part
that self-awareness and authentic behavior played in leadership was not only important to leaders
but to those whom they led and anyone else who sought to align themselves with their personal
truth. If leadership could be improved by understanding these traits and the part that they play,
then this study would play an important role (McMasters, 1999). This study would be significant
if it led to a better understanding of deceptive practices that blocked critical feedback, and
obstructed decision making. Deception has been known to cause distortion of reality, impaired
relationships, and compromised decision making (Caldwell, 2009; Rose, Rouhani, & Fischer,
2013; Steiner, 2014). It followed that action should be taken to reduce or eliminate deceptive
behavior when and where possible so that authenticity could be achieved.
Self-awareness and authenticity were important in roles other than leadership. It was
possible that knowledge about leader self-awareness, authenticity, and feedback could be
transferred to other contexts that involved leading and learning such as schools, programs, and
institutions that provided education or training to adults.
Relevance
This study informed leaders and leadership coaches about the benefits of developing self-
awareness skills, and authentic behavior and provided examples of these behaviors. The more
leaders understood the positive impact of self-awareness and authenticity, the more they could
incorporate them into the outcomes of their organizations and the growth of the people with
whom they worked.
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This study provided examples of the dialogue that took place within the leader,
sometimes self-aware, sometimes aligned with authentic behavior, and sometimes involved in
deceptive practices used to reach an authentic goal.
Theoretical Framework
Self-awareness and how the self-awareness process (Figure 1) led to authentic behavior
and limited occurrence of deceptive behavior was the focus of this study. Using authenticity as a
framework, this study traced the progression of self-aware internal processing of feedback to
actual behavior. The framework used considered the nature of self to identify how these
components work together to result in authentic behavior.
Figure 1. The Circle of Self-Awareness
According to Roberts (2014), authenticity required consistency between primary
experience, symbolized awareness or internal representation of experience, and outward behavior
and communication (Figure 1). This study looked for evidence of this process in action. The
authenticity framework, grounded in person-centered psychology, self-based theories (including
self-awareness), and self-determination theory (SDT) provided a lens for these behavioral areas
which together described a mu
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