Dot Image 1.) Which of the following
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1.) Which of the following would not be considered a security under the 1933 Act?
a. Limited Partnership Interest
b. Bonds
c. Pension fund
d. Sub chapter S corporate stock
2.) Limited Partners:
a.) can use their name in the partnership name
b.) can contribute management services to the partnership
c.) cannot advise the general partner
3.) Under Sarbanes-Oxley, when must a company file an 8-K?
a.) every quarter
b.) Annually
c.) Only when selling stock
d.) Within two days of any changes listed in the statute d.) none of the above
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